Industries
Five sectors. One standard for control.
A community bank's IT examination, a non-bank lender's CFPB request, and a fintech's sponsor-bank diligence all ask the same underlying question: can the institution explain, in writing, what it does and how it knows it is in control.
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Community Banks
Examined by the OCC, the FDIC, or state regulators. Capital, credit, BSA/AML, IT, and operational risk under continuous scrutiny.
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Regional Banks
Asset profiles between $10B and $100B. CCAR, DFAST, heightened standards, and an examination cadence that does not pause.
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Credit Unions
NCUA-examined, member-owned. Distinct governance, capital, and BSA expectations.
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Non-Bank Lenders & Specialty Finance
Mortgage, consumer, and commercial credit issuers. State-licensed, CFPB-supervised, capital-markets-funded.
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Fintech & Financial Platforms
Banking-as-a-service, payments, lending, crypto-on-ramps. Sponsor-bank partnerships, third-party risk, money-transmitter licensing.