Boutique risk advisory
Risk, compliance, and control for regulated financial services companies. Partners with extensive experience at national consulting firms, global financial companies, and regulators — leading every engagement. Based in Miami, working across the Americas.
Three partners. Eighty years in financial services risk. We take on engagements we are built for — not everything, not every client. The work is led by the partner whose discipline it falls in, supported by modern tools and methods. No junior handoff. No boilerplate report.
Internal audit, IT audit, and SOX compliance. The audit committee gets an honest read on what is working — from people using the latest tools and techniques, balanced with experience and judgment, not a team working from a template.
Model validation, AML program reviews, and enterprise risk assessments. Regulatory requirements met — and findings that go beyond the report to improve how the program actually operates.
Audit committee support, board reporting, and IPO readiness. The institution is ready before the examiner arrives or before it files, not scrambling to assemble controls at the wrong moment.